Senior Officer, AML Compliance

Job Description

– Assist the Manager in developing and updating AML policy, procedure and guidelines to make sure those tools are working properly and compliant with AML/CFT requirements/law/prakas/regulations;
– Assist in develop/update training material and provide and/or refresh training and coaching on AML/CFT policy and procedure so that they are
properly understood and applied by all operators;
– Update the AML/CFT blacklist and cross-check the names of new and existing clients against the blacklist;
– Update high-risk businesses/occupations and countries listed by UN, EU, OFAC and other sources to all staff;
– Review AML/CFT and implement know-your-customer (KYC) due diligence practices to make sure correspondent banks are not exposed to the
threat of money laundering and terrorist financing;
– Achieve accurate and timely reporting to NBC’s Financial Intelligence Unit (blacklisted individuals, suspicious and large cash transactions) towards monitoring and addressing AML/CFT non-compliance risk;
– Timely respond to regulatory request regard to Deika, Court Case and account information;
– Review and monitor on customer due diligence including name screening and risk profiling;
– Review and investigate on customer transaction triggered through transaction alert monitoring system;
– Attend ad-hoc tasks requested by business department and update the status to manager on critical point regarding ML/FT risk or compliant
risks;
– Undertake other duties assigned by manager from time to time;
– Other AML/CFT projects required by CAFIU and other competent
authorities.